Federated Learning (FL) has recently emerged as the primary approach to overcoming data silos, enabling collaborative model training without sharing sensitive or proprietary data. Parallel Federated Learning (PFL) aggregates models trained independently on each client's local data, which could prevent the model from converging to the optimal solution due to limited data exposure. In contrast, Sequential Federated Learning (SFL) allows models to traverse client datasets sequentially, enhancing data utilization. However, SFL effectiveness is limited in real-world Non-IID scenarios characterized by category shift (inconsistent class distributions) and domain shift (distribution discrepancies). These shifts cause two critical issues: update order sensitivity, where model performance varies significantly with the sequence of client updates; and catastrophic forgetting, where the model forgets previously learned features when trained on new client data. Therefore, based on SFL, we propose a novel updating framework, SPFL (Sequential updates with Parallel aggregation Federated Learning), that can be integrated into existing PFL methods.

Communication cost and privacy are two major considerations in federated learning (FL). For communication cost, gradient compression by sketching the clients' transmitted model updates is often used for reducing per-round communication. For privacy, the Gaussian mechanism (GM), which consists of clipping updates and adding Gaussian noise, is commonly used to guarantee client-level differential privacy. Existing literature on private FL analyzes privacy of sketching and GM in an isolated manner, illustrating that sketching provides privacy determined by the sketching dimension and that GM has to supply any additional desired privacy. In this paper, we introduce the Sketched Gaussian Mechanism (SGM), which directly combines sketching and the Gaussian mechanism for privacy.

Vertical Federated Learning (VFL) has emerged as a critical privacy-preserving learning paradigm, enabling collaborative model training by leveraging distributed features across clients. However, due to privacy concerns, there are few publicly available real-world datasets for evaluating VFL methods, which poses significant challenges to related research. To bridge this gap, we propose MARS-VFL, a unified benchmark for realistic VFL evaluation.

The current Federated Recommendation System (FedRS) focuses on personalized recommendation services and assumes clients are personalized IoT devices (e.g., mobile phones). In this paper, we deeply dive into new but practical FedRS applications within the joint venture ecosystem. Subsidiaries engage as participants with their users and items. However, in such a situation, merely exchanging item embedding is insufficient, as user bases always exhibit both overlaps and exclusive segments, demonstrating the complexity of user information. Meanwhile, directly uploading user information is a violation of privacy and unacceptable.

We propose RoLoRA, a federated framework using alternating optimization to fine-tune LoRA adapters. Our approach emphasizes the importance of learning up and down projection matrices to enhance expressiveness and robustness. We use both theoretical analysis and extensive experiments to demonstrate the advantages of RoLoRA over prior approaches that either generate imperfect model updates or limit expressiveness of the model. We provide a theoretical analysis on a linear model to highlight the importance of learning both the down-projection and up-projection matrices in LoRA. We validate the insights on a non-linear model and separately provide a convergence proof under general conditions. To bridge theory and practice, we conducted extensive experimental evaluations on language models including RoBERTa-Large, Llama-2-7B on diverse tasks and FL settings to demonstrate the advantages of RoLoRA over other methods.

Federated Learning (FL) enables collaborative model training across institutions without sharing raw data. However, gradient sharing still risks privacy leakage, such as gradient inversion attacks. Homomorphic Encryption (HE) can secure aggregation but often incurs prohibitive computational and communication overhead. Existing HE-based FL methods sit at two extremes: encrypting all gradients for full privacy at high cost, or partially encrypting gradients to save resources while exposing vulnerabilities. We present DictPFL, a practical framework that achieves full gradient protection with minimal overhead. DictPFL encrypts every transmitted gradient while keeping non-transmitted parameters local, preserving privacy without heavy computation. It introduces two key modules: Decomposefor-Partial-Encrypt (DePE), which decomposes model weights into a static dictionary and an updatable lookup table--only the latter is encrypted and aggregated, while the static dictionary remains local and requires neither sharing nor encryption; and Prune-for-Minimum-Encrypt (PrME), which applies encryption-aware pruning to minimize encrypted parameters via consistent, history-guided masks. Experiments show that DictPFL reduces communication cost by 402-748 and accelerates training by 28-65 compared to fully encrypted FL, while outperforming state-of-the-art selective encryption methods by 51-155 in overhead and 4-19 in speed. Remarkably, DictPFL's runtime is within 2 of plaintext FL, demonstrating--for the first time--that HE-based private federated learning is practical for real-world deployment.

Large language models (LLMs) typically require fine-tuning for domain-specific tasks, and LoRA offers a computationally efficient approach by training lowrank adapters. LoRA is also communication-efficient for federated LLMs when multiple users collaboratively fine-tune a global LLM model without sharing their proprietary raw data.

Federated continual learning (FCL) has garnered increasing attention for its ability to support distributed computation in environments with evolving data distributions. However, the emergence of new tasks introduces both temporal and cross-client shifts, making catastrophic forgetting a critical challenge. Most existing works aggregate knowledge from clients into a global model, which may not enhance client performance since irrelevant knowledge could introduce interference, especially in heterogeneous scenarios. Additionally, directly applying decentralized approaches to FCL suffers from ineffective group formation caused by task changes. To address these challenges, we propose a decentralized dynamic cooperation framework for FCL, where clients establish dynamic cooperative learning coalitions to balance the acquisition of new knowledge and the retention of prior learning, thereby obtaining personalized models. To maximize model performance, each client engages in selective cooperation, dynamically allying with others who offer meaningful performance gains.

While federated learning (FL) and differential privacy (DP) have been extensively studied, their application to automatic speech recognition (ASR) remains largely unexplored due to the challenges in training large transformer models. Specifically, large models further exacerbate issues in FL as they are particularly susceptible to gradient heterogeneity across layers, unlike the relatively uniform gradient behavior observed in shallow models. As a result, prior works struggle to converge with standard optimization techniques, even in the absence of DP mechanisms. To the best of our knowledge, no existing work establishes a competitive, practical recipe for FL with DP in the context of ASR. To address this gap, we establish the first benchmark for FL with DP in end-to-end ASR. Our approach centers on per-layer clipping and layer-wise gradient normalization: theoretical analysis reveals that these techniques together mitigate clipping bias and gradient heterogeneity across layers in deeper models. Consistent with these theoretical insights, our empirical results show that FL with DP is viable under strong privacy guarantees, provided a population of at least several million users. Specifically, we achieve user-level (7.2, 10 9)-DP (resp.

With the rapid advancement of the digital economy, data collaboration between organizations has become a well-established business model, driving the growth of various industries. However, privacy concerns make direct data sharing impractical. To address this, Two-Party Split Learning (a.k.a. Vertical Federated Learning (VFL)) has emerged as a promising solution for secure collaborative learning. Despite its advantages, this architecture still suffers from low computational resource utilization and training efficiency.